RW
RW
Rusty Woods
29 Years of Experience
Virginia Beach, VA
2 DisclosuresBrokerSells Insurance
Rusty Woods is a registered investment advisor, based in Virginia Beach, VA, with 29 years of industry experience.
Location
4429 Bonney Rd., #450, Virginia Beach, VA, 23462
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2012Denied
Customer Dispute
March 2008Settled
Other Business ActivitiesSells Insurance
Rusty is an independent insurance agent for various companies through Apex Resources, Inc. and Enterprise Financial Network, spending a few hours per week on each. Rusty also works as an advisory representative of a RIA through CIRA (about half his time), and is a board member and president of Hampton Bay Condo Association (minimal time).
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
April 2021 - Present · 5 yrs 3 mos
Cambridge Investment Research, INC.Broker
April 2021 - Present · 5 yrs 3 mos
Previous Registrations
Lincoln Financial Securities Corporation
September 2003 - April 2021 · 17 yrs 7 mos
Lincoln Financial Securities CorporationBroker
September 2003 - April 2021 · 17 yrs 7 mos
Capital Brokerage CorporationBroker
December 1997 - August 2003 · 5 yrs 8 mos
Forth Financial Securities, CorporationBroker
May 1996 - December 1997 · 1 yr 7 mos
State Registrations18 states
ALCACOFLGAILMAMDMEMIMOMSNCOHPASCTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.