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Scott King

30 Years of Experience
Atlanta, GA
1 DisclosureBrokerSells Insurance

Scott King is a registered investment advisor, based in Atlanta, GA, with 30 years of industry experience. Scott is also registered as a broker, so some compensation may come from commissions on products sold.

Location

4401 Northside Pkwy Nw, Ste 900, Atlanta, GA, 30327

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History

Regulatory History (1)
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Customer Dispute
December 2010
Award / Judgment
Other Business ActivitiesSells Insurance

Scott is a board member of BCR Holdings LLC, a holding company for a wastewater technology company, and president of King Global Investment, LLC, an investment advisory and wealth management firm, dedicating full-time hours to the latter. He also sells insurance products through Avantax Insurance Agency and equity index annuities, spending about 10-20% of his time on insurance-related activities.

Employment History
Current Registrations
Cetera Wealth Services, LLC
September 2025 - Present · 1 yr 1 mo
Cetera Wealth Services, LLCBroker
September 2025 - Present · 1 yr 1 mo
Cetera Investment Advisers LLC
September 2025 - Present · 1 yr 1 mo
Previous Registrations
Avantax Investment Services, INC.Broker
September 2022 - September 2025 · 3 yrs
Avantax Advisory Services
September 2022 - September 2025 · 3 yrs
Ameriprise Financial Services, LLC
April 2016 - September 2022 · 6 yrs 5 mos
Ameriprise Financial Services, LLCBroker
April 2016 - September 2022 · 6 yrs 5 mos
Wells Fargo Advisors, LLC
October 2005 - April 2016 · 10 yrs 6 mos
Wells Fargo Advisors, LLCBroker
October 2005 - April 2016 · 10 yrs 6 mos
Citigroup Global Markets INC.
June 2002 - October 2005 · 3 yrs 4 mos
Citigroup Global Markets INC.Broker
June 2002 - October 2005 · 3 yrs 4 mos
Merrill Lynch Pierce Fenner & Smith INC.
April 1996 - June 2002 · 6 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1996 - June 2002 · 6 yrs 2 mos
State Registrations20 states
ALARAZCADCFLGAIAILINMNNCNENVNYOHPASCTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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