Scott King
Scott King is a registered investment advisor at Cetera Investment Advisers LLC, based in Woodstock, GA, with 29 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Woodstock, GA
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Regulatory History (1)
Customer Dispute
December 2010Other Business ActivitiesSells Insurance
Scott is a board member of BCR Holdings LLC, a holding company for a wastewater technology company, and president of King Global Investment, LLC, an investment advisory and wealth management firm, dedicating full-time hours to the latter. He also sells insurance products through Avantax Insurance Agency and equity index annuities, spending about 10-20% of his time on insurance-related activities.
Employment History
Current Registrations
Cetera Wealth Services, LLC
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Avantax Investment Services, INC.Broker
Avantax Advisory Services
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.