RD
CFP
RD
CFP
Ruth Doepel
29 Years of Experience
Naperville, IL
2 DisclosuresBroker
Ruth Doepel is a CFP-designated registered investment advisor at Raymond James & Associates, INC., based in Naperville, IL, with 29 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
127 W Aurora Ave., Naperville, IL, 60540
Get directionsHistory
Regulatory History (2)
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Customer Dispute
June 2016Denied
Customer Dispute
September 2009Denied
Other Business Activities
Ruth is the owner of The DW Group LLC, which owns the real estate that will be occupied by Raymond James Advisors. She spends minimal time on this activity.
Employment History
Current Registrations
Raymond James & Associates, INC.
December 2008 - Present · 17 yrs 5 mos
Raymond James & Associates, INC.
November 2008 - Present · 17 yrs 6 mos
Raymond James & Associates, INC.Broker
November 2008 - Present · 17 yrs 6 mos
Previous Registrations
Wachovia Securities, LLC
January 2008 - November 2008 · 10 mos
Wachovia Securities, LLCBroker
January 2008 - November 2008 · 10 mos
A. G. Edwards & Sons, INC.
March 2001 - January 2008 · 6 yrs 10 mos
A. G. Edwards & Sons, INC.Broker
April 1996 - January 2008 · 11 yrs 9 mos
State Registrations35 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.