JS
CFP
JS
CFP
James Sheehan
27 Years of Experience
Glen Allen, VA
1 DisclosureBroker
James Sheehan is a CFP-designated registered investment advisor at Charles Schwab & CO., INC., based in Glen Allen, VA, with 27 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning.
Compensation
Fixed/Hourly
Firm Size
8109 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Planning is included in investment management
Minimum Annual Fee:$1,000
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.80% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.30% |
| $25M+ | 0.30% |
Fee schedule effective October 1, 2024. Clients enrolled prior to this date may have grandfathered fee schedules. Fees may be negotiable for assets over $25 million.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
11108 West Broad Street, Glen Allen, VA, 23060
Get directionsHistory
Regulatory History (1)
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Customer Dispute
February 2003Denied
Employment History
Current Registrations
Charles Schwab & CO., INC.
January 2022 - Present · 4 yrs 4 mos
Charles Schwab & CO., INC.Broker
January 2022 - Present · 4 yrs 4 mos
Previous Registrations
TD Ameritrade, INC.Broker
February 2016 - May 2024 · 8 yrs 3 mos
TD Ameritrade Investment Management, LLC
February 2016 - September 2023 · 7 yrs 7 mos
TD Ameritrade, INC.
February 2016 - October 2022 · 6 yrs 8 mos
Wells Fargo Advisors, LLCBroker
March 2012 - February 2016 · 3 yrs 11 mos
Wells Fargo Advisors, LLC
March 2012 - February 2016 · 3 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - December 2011 · 2 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - December 2011 · 2 yrs 2 mos
Banc of America Investment Services, INC.
December 2008 - October 2009 · 10 mos
Banc of America Investment Services, INC.Broker
February 2008 - October 2009 · 1 yr 8 mos
First Dominion Capital CORP.Broker
January 2008 - February 2008 · 1 mo
Wachovia Securities, LLC
November 2003 - December 2005 · 2 yrs 1 mo
Wachovia Securities, LLCBroker
October 2002 - December 2005 · 3 yrs 2 mos
Wachovia Securities, INC.
October 2000 - July 2002 · 1 yr 9 mos
Wachovia Securities, INC.Broker
October 2000 - July 2002 · 1 yr 9 mos
First Union Brokerage Services, INC.Broker
April 2000 - October 2000 · 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 1996 - April 2000 · 3 yrs 10 mos
State Registrations12 states
ALCAFLGAMDMINCPASCTNTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.