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Eric Kee

Kestra Advisory Services, LLC
28 Years of Experience
Lakewood, CO
1 DisclosureBrokerSells Insurance
View SEC Summary
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Eric Kee is a registered investment advisor at Kestra Advisory Services, LLC, based in Lakewood, CO, with 28 years of industry experience. Eric is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Annuities, Education Planning, Estate Planning, Insurance Planning, and 3 more. Their firm serves 117,403 clients with $80B in assets under management.

Kestra Advisory Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1456 advisors
Number of Clients
117,403 clients
Average Client Portfolio
$680K average
Assets Under Management
$79.8B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Asset-based fees range up to 2.5% of assets under management and are negotiable based on account size, registration type, and services provided.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

870 Kipling St, Suite A, Lakewood, CO, 80215

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2020
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Eric works as an IAR for Kestra Advisory Services, dedicating over half of his time to this role. He also engages in public speaking on federal retirement and benefits and manages retail advisory accounts, spending about half his time on these activities, which include insurance and investment advisory services.

Employment History
Current Registrations
Kestra Investment Services, LLC
August 2018 - Present · 8 yrs 2 mos
Kestra Advisory Services, LLC
August 2018 - Present · 8 yrs 2 mos
Kestra Investment Services, LLCBroker
August 2018 - Present · 8 yrs 2 mos
Previous Registrations
Personal Benefit Financial
September 2010 - March 2026 · 15 yrs 6 mos
Royal Alliance Associates, INC.Broker
May 2008 - August 2018 · 10 yrs 3 mos
Jackson National Life Distributors LLCBroker
July 2006 - May 2008 · 1 yr 10 mos
Fsc Securities CorporationBroker
May 2002 - July 2006 · 4 yrs 2 mos
Oneamerica Securities, INC.Broker
April 1999 - January 2002 · 2 yrs 9 mos
American United Life Insurance CompanyBroker
April 1999 - December 2001 · 2 yrs 8 mos
Oppenheimerfunds Distributor, INC.Broker
August 1997 - March 1999 · 1 yr 7 mos
Kemper Distributors, INC.Broker
January 1997 - April 1997 · 3 mos
State Registrations25 states
AKARAZCACOCTFLGAHIIAILINKSMIMNMTNCNENMNVORTXUTWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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