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MB

Mark Brennan

20 Years of Experience
Chicago, IL
Broker

Mark Brennan is a registered investment advisor, based in Chicago, IL, with 20 years of industry experience.

Location

303 E. Wacker Drive, Ste 500, Chicago, IL, 60601

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Bankers Life Securities, INC.
November 2017 - Present · 8 yrs 6 mos
Bankers Life Advisory Services, INC.
November 2017 - Present · 8 yrs 6 mos
Bankers Life Securities, INC.Broker
November 2017 - Present · 8 yrs 6 mos
Previous Registrations
Fidelity Brokerage Services LLCBroker
May 2015 - June 2017 · 2 yrs 1 mo
Harris Associates Securities L.P.Broker
March 1998 - July 2008 · 10 yrs 4 mos
State Registrations1 state
IL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Mark Brennan - Financial Advisor | TrueAdvisor