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Ralph Angelo

Commonwealth Financial Network
30 Years of Experience
Rochester, NY
6 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Ralph Angelo is a registered investment advisor at Commonwealth Financial Network, based in Rochester, NY, with 30 years of industry experience. Ralph is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 360,488 clients with $210B in assets under management.

Commonwealth Financial Network
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2904 advisors
Number of Clients
360,488 clients
Average Client Portfolio
$590K average
Assets Under Management
$212.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Minimum Annual Fee:$600
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $750K2.25%
$750K - $1.0M2.00%
$1.0M - $2.0M1.75%
$2M+1.50%

Fees are negotiable. Schedule represents maximum allowable annual management fees for PPS Custom programs. Other programs like PPS Select and PPS Direct have separate advisor and program fee schedules.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2590 Brighton Henrietta Town Line Road, Rochester, NY, 14623

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History

Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2010
Denied
Customer Dispute
December 2009
Denied
Customer Dispute
May 2005
Denied
Customer Dispute
February 2005
Denied
Customer Dispute
October 2002
Closed-No Action
Customer Dispute
June 2000
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Ralph is involved in several business activities, including owning and co-owning real estate entities and wealth management firms. He also engages in fixed insurance sales, dedicating a few hours per week to this activity.

Employment History
Current Registrations
Commonwealth Financial Network
April 2025 - Present · 1 yr 6 mos
Commonwealth Financial NetworkBroker
March 2025 - Present · 1 yr 7 mos
Previous Registrations
Commonwealth Financial Network
March 2025 - March 2025 · 0 mos
Osaic Wealth, INC.
October 2024 - April 2025 · 6 mos
Osaic Wealth, INC.Broker
October 2024 - April 2025 · 6 mos
American Portfolios Financial Services, INC.Broker
December 2010 - October 2024 · 13 yrs 10 mos
American Portfolios Advisors, INC
November 2010 - October 2024 · 13 yrs 11 mos
AXA Advisors, LLC
June 2007 - December 2010 · 3 yrs 6 mos
AXA Advisors, LLCBroker
March 1996 - December 2010 · 14 yrs 9 mos
The Equitable Life Assurance Society of the United StatesBroker
March 1996 - January 2000 · 3 yrs 10 mos
State Registrations41 states
AKALAZCACOCTDCDEFLGAIAILINKSKYLAMAMDMEMIMNMOMSMTNCNHNJNVNYOHOKPAPRRISCTNTXUTVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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