Richard Brydges
Richard Brydges is a registered investment advisor at Balboa Wealth Partners, INC., based in Newport Beach, CA, with 28 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 1,121 clients with $1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Balboa Wealth offers two investment management options with fees based on the value of your portfolio. Fees are paid quarterly, in advance.
Comprehensive Portfolio Management:
- Up to $249,999.99: 2.3% per year, plus a $15 quarterly reporting fee
- $250,000 to $499,999.99: 2.1% per year
- $500,000 to $749,999.99: 1.9% per year
- $750,000 to $999,999.99: 1.8% per year
- $1,000,000 and over: 1.7% per year
Asset Management Services:
- Up to $249,999.99: 1.5% per year, plus a $15 quarterly reporting fee
- $250,000 to $499,999.99: 1.4% per year
- $500,000 to $749,999.99: 1.3% per year
- $750,000 to $999,999.99: 1.2% per year
- $1,000,000 and over: 1.1% per year
Fees may be negotiable.
Location
1400 Newport Center Drive, Suite 290, Newport Beach, CA, 92660
Get directionsHistory
Regulatory History (4)
Judgment / Lien
July 2016Judgment / Lien
March 2016Judgment / Lien
October 2015Employment Separation After Allegations
March 2012Other Business Activities
Richard works as a realtor for Compass Realty, dedicating a few hours per week. He also serves as an Investment Adviser Representative/CIO and Portfolio Manager for Balboa Wealth Partners/Nautical Wealth Management, taking about half of his time.
Employment History
Current Registrations
Balboa Wealth Partners, INC.
Previous Registrations
Pensionmark Financial Group, LLC
D.H. Hill Securities, LllpBroker
Niagara International Capital LimitedBroker
Arete Wealth Management, LLCBroker
Ari Financial Services, INC.Broker
Daniel Wealth Advisors
Accelerated Capital GroupBroker
Daniel Wealth Advisors
First Republic Investment Management, INC.
First Republic Securities Company, LLCBroker
First Republic Wealth Advisors, LLC
Morgan Stanley Smith Barney LLC
Morgan Stanley Smith BarneyBroker
Citigroup Global Markets INC.Broker
Citigroup Global Markets INC.
Morgan Stanley
Morgan Stanley Dw INC.Broker
Prudential Securities IncorporatedBroker
Olde Discount CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.