Richard Anthony
Richard Anthony is a registered investment advisor at LPL Financial LLC, based in Latham, NY, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
36 British American Blvd, Suite 108, Latham, NY, 12110
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Richard is involved in several outside business activities. He spends nearly full-time on a business entity for tax/investment purposes, minimal time selling non-variable insurance through Aflac, minimal time as a Notary Public, and about 10-20% of his time on Community Resource FCU Wealth Management.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLCBroker
Cadaret, Grant & CO., INC.Broker
M&t Securities, INC.Broker
M&t Securities, INC.Broker
Pruco Securities CorporationBroker
State Registrations14 states
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