MF
MF

Michael Fish

29 Years of Experience
Indianapolis, IN
1 DisclosureBroker

Michael Fish is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Indianapolis, IN, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

510 E 96th St, Indianapolis, IN, 46240

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2018
Denied
Other Business Activities

Michael is a General Partner/Managing Member of Midwest Real Estate Holdings Group, LLC, since May 2024. He dedicates minimal time to owning real estate through this LLC.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2001 - Present · 24 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2001 - Present · 24 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2001 - Present · 24 yrs 6 mos
Previous Registrations
Prudential Securities IncorporatedBroker
October 1996 - November 2001 · 5 yrs 1 mo
State Registrations27 states
AZCACOCTDCFLGAILINKSKYMAMDMIMNMONCNHNJNMNYOHOKSCTXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Michael Fish - Financial Advisor | TrueAdvisor