Joseph Rhodes is a CFP, ChFC-designated registered investment advisor, based in Elmira, NY, with 30 years of industry experience. Joseph is also registered as a broker, so some compensation may come from commissions on products sold.
Location
244 W Water Street, Suite 204, Elmira, NY, 14901
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joseph works as a wholesaler for BKA Financial and an independent insurance agent, dedicating full-time hours to the former and a few hours per week to the latter. He is also an IAR Rep for TLG Advisors Inc, but spends no time on this activity.
Employment History
Current Registrations
The Leaders Group, INC.
The Leaders Group, INC.Broker
Tlg Advisors, INC.
Previous Registrations
Lion Street Financial, LLCBroker
Lion Street Advisors, LLC
The Leaders Group, INC.Broker
Tlg Advisors, INC.
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
The Leaders Group, INC.Broker
Unionbanc Investment Services, LLCBroker
NFP Securities, INC.Broker
The Leaders Group, INC.Broker
The Leaders Group, INC.Broker
Investors Capital CORP.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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