EK
EK

Edward Kleinman

28 Years of Experience
Hallandale Beach, FL
Broker

Edward Kleinman is a registered investment advisor at Raymond James & Associates, INC., based in Hallandale Beach, FL, with 28 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

1010 S Federal Highway, Suite 2002, Hallandale Beach, FL, 33009

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
September 2018 - Present · 7 yrs 10 mos
Raymond James & Associates, INC.Broker
September 2018 - Present · 7 yrs 10 mos
Previous Registrations
Morgan Stanley
July 2010 - September 2018 · 8 yrs 2 mos
Morgan StanleyBroker
July 2010 - September 2018 · 8 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 1999 - May 2010 · 10 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 1999 - May 2010 · 10 yrs 10 mos
West America Securities CORPBroker
February 1997 - October 1998 · 1 yr 8 mos
Investors Associates, INC.Broker
May 1996 - November 1996 · 6 mos
State Registrations44 states
ALAZCACOCTDCDEFLGAILINKSKYLAMAMDMEMIMNMOMTNCNENHNJNMNVNYOHORPAPRRISCSDTNTXUTVAVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.