VM
VM

Vincent Magee

29 Years of Experience
Marco Island, FL
7 DisclosuresBroker

Vincent Magee is a registered investment advisor at Ameriprise Financial Services, LLC, based in Marco Island, FL, with 29 years of industry experience. Vincent operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

Loading...

Location

914 Park Ave Ste B, Marco Island, FL, 34145

Get directions

History

Regulatory History (7)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2018
Denied
Customer Dispute
October 2015
Denied
Customer Dispute
June 2011
Settled
Customer Dispute
March 2009
Denied
Customer Dispute
December 2008
Denied
Customer Dispute
December 2003
Denied
Customer Dispute
June 2000
Closed-No Action
Employment History
Current Registrations
Ameriprise Financial Services, LLC
July 2018 - Present · 7 yrs 10 mos
Ameriprise Financial Services, LLC
July 2018 - Present · 7 yrs 10 mos
Ameriprise Financial Services, LLCBroker
July 2018 - Present · 7 yrs 10 mos
Previous Registrations
Morgan Stanley
June 2009 - July 2018 · 9 yrs 1 mo
Morgan StanleyBroker
June 2009 - July 2018 · 9 yrs 1 mo
Morgan Stanley & CO. Incorporated
December 2008 - June 2009 · 6 mos
Morgan Stanley & CO. IncorporatedBroker
November 2008 - June 2009 · 7 mos
Raymond James & Associates, INC.
December 1998 - December 2008 · 10 yrs
Raymond James & Associates, INC.Broker
December 1998 - December 2008 · 10 yrs
A. G. Edwards & Sons, INC.Broker
September 1996 - December 1998 · 2 yrs 3 mos
J.W. Barclay & CO., INC.Broker
August 1996 - September 1996 · 1 mo
State Registrations21 states
CACOCTFLGAINKYMAMINCNJNMNYOHORPASCTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Vincent Magee - Financial Advisor | TrueAdvisor