John Moriarty
John Moriarty is a ChFC-designated registered investment advisor at Transce3nd LLC, based in Kirkwood, MO, with 30 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 1,620 clients with $420M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.65% |
Fees do not exceed 1.65% annually and are customized per client. Fees cover wrap program costs including custody and transaction expenses.
Fee Estimator
Location
906 Kirkwood Road, Kirkwood, MO, 63019
Get directionsHistory
Regulatory History (2)
Customer Dispute
June 2026Customer Dispute
April 2018Other Business ActivitiesSells Insurance
John is involved in numerous business activities, including owning several LLCs related to wealth management, tax services, and real estate. He also serves as president of a family foundation and is a registered representative for Madison Avenue Securities and owner/partner of Transce3nd.
Employment History
Current Registrations
Transce3nd LLC
Madison Avenue Securities, LLCBroker
Previous Registrations
Ae Wealth Management, LLC
Transce3nd, LLC
Kalos Capital, INC.Broker
Kalos Management
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
American General Securities Incorporated
Heartland Financial Advisors Group, INC.
American General Securities Incorporated
American General Securities IncorporatedBroker
Franklin Financial Services CorporationBroker
State Registrations45 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.