John Moriarty is a ChFC-designated registered investment advisor at Transce3nd LLC, based in Kirkwood, MO, with 29 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Retirement Planning, Tax Planning. Their firm serves 1,620 clients with $420M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
TE3 provides investment management services through a wrap program, with fees calculated as a percentage of your portfolio. The wrap program fees do not exceed 1.65% and cover the costs charged by TE3, AEWM, any other third-party partners we utilize and the custodian (Schwab/Fidelity). The specific advisory fees are custom per client based on services provided based on the entirety of their relationship with the firm. A lower fee percentage may not always reflect a lower fee amount.
Location
906 Kirkwood Road, Kirkwood, MO, 63019
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Regulatory History (1)
Customer Dispute
April 2018Other Business ActivitiesSells Insurance
John is involved in numerous business activities, including owning several LLCs related to wealth management, tax services, and real estate. He also serves as president of a family foundation and is a registered representative for Madison Avenue Securities and owner/partner of Transce3nd.
Employment History
Current Registrations
Transce3nd LLC
Madison Avenue Securities, LLCBroker
Previous Registrations
Ae Wealth Management, LLC
Transce3nd, LLC
Kalos Capital, INC.Broker
Kalos Management
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
American General Securities Incorporated
Heartland Financial Advisors Group, INC.
American General Securities Incorporated
American General Securities IncorporatedBroker
Franklin Financial Services CorporationBroker
State Registrations45 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.