James Oboyle
James Oboyle is a ChFC-designated registered investment advisor at MML Investors Services, LLC, based in Moosic, PA, with 29 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
52 Glenmaura Nat Blvd, Ste 202, Moosic, PA, 18507
Get directionsHistory
Regulatory History (7)
Judgment / Lien
April 2024Judgment / Lien
October 2023Judgment / Lien
January 2023Judgment / Lien
October 2022Judgment / Lien
November 2021Judgment / Lien
November 2010Customer Dispute
November 2006Other Business ActivitiesSells Insurance
James owns rental property since 1994, dedicating minimal time to it. He is also an insurance agent selling life, property/casualty, health, group life, and group health insurance since 2016, spending a few hours per week on this activity.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
Msi Financial Services, INC.
Msi Financial Services, INC.Broker
Metropolitan Life Insurance CompanyBroker
Pruco Securities CorporationBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.