JO
ChFC
JO
ChFC

James Oboyle

30 Years of Experience
Moosic, PA
7 DisclosuresBrokerSells Insurance

James Oboyle is a ChFC-designated registered investment advisor at MML Investors Services, LLC, based in Moosic, PA, with 30 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5077 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

52 Glenmaura Nat Blvd, Ste 202, Moosic, PA, 18507

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History

Regulatory History (7)
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Judgment / Lien
April 2024
Judgment / Lien
October 2023
Judgment / Lien
January 2023
Judgment / Lien
October 2022
Judgment / Lien
November 2021
Judgment / Lien
November 2010
Customer Dispute
November 2006
Denied
Other Business ActivitiesSells Insurance

James owns rental property since 1994, dedicating minimal time to it. He is also an insurance agent selling life, property/casualty, health, group life, and group health insurance since 2016, spending a few hours per week on this activity.

Employment History
Current Registrations
MML Investors Services, LLC
March 2017 - Present · 9 yrs 7 mos
MML Investors Services, LLCBroker
March 2017 - Present · 9 yrs 7 mos
Previous Registrations
Msi Financial Services, INC.
September 2007 - March 2017 · 9 yrs 6 mos
Msi Financial Services, INC.Broker
November 1999 - March 2017 · 17 yrs 4 mos
Metropolitan Life Insurance CompanyBroker
November 1999 - July 2007 · 7 yrs 8 mos
Pruco Securities CorporationBroker
March 1996 - October 1999 · 3 yrs 7 mos
State Registrations6 states
FLNJNYPASCVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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