James Oboyle
James Oboyle is a ChFC-designated registered investment advisor at MML Investors Services, LLC, based in Moosic, PA, with 30 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
52 Glenmaura Nat Blvd, Ste 202, Moosic, PA, 18507
Get directionsHistory
Regulatory History (7)
Judgment / Lien
April 2024Judgment / Lien
October 2023Judgment / Lien
January 2023Judgment / Lien
October 2022Judgment / Lien
November 2021Judgment / Lien
November 2010Customer Dispute
November 2006Other Business ActivitiesSells Insurance
James owns rental property since 1994, dedicating minimal time to it. He is also an insurance agent selling life, property/casualty, health, group life, and group health insurance since 2016, spending a few hours per week on this activity.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
Msi Financial Services, INC.
Msi Financial Services, INC.Broker
Metropolitan Life Insurance CompanyBroker
Pruco Securities CorporationBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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