Scott Mohler is a registered investment advisor, based in San Antonio, TX, with 28 years of industry experience.
Location
4079 De Zavala Road, San Antonio, TX, 78249
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Regulatory History (2)
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Employment Separation After Allegations
October 2018Customer Dispute
March 2009Settled
Other Business Activities
Scott is involved with Exmet Partners, a business entity used for tax and investment purposes where office expenses are paid and revenue comes from representative invoices. This takes minimal time.
Employment History
Current Registrations
Ifp Securities, LLCBroker
May 2019 - Present · 7 yrs
Independent Financial Partners
July 2012 - Present · 13 yrs 10 mos
Previous Registrations
LPL Financial LLC
December 2017 - November 2018 · 11 mos
LPL Financial LLCBroker
July 2012 - November 2018 · 6 yrs 4 mos
Wells Fargo Advisors, LLC
June 2007 - July 2012 · 5 yrs 1 mo
Wachovia Securities, LLC
March 2007 - June 2007 · 3 mos
Wells Fargo Advisors, LLCBroker
February 2006 - July 2012 · 6 yrs 5 mos
Chase Investment Services CORP.
February 2004 - December 2005 · 1 yr 10 mos
Chase Investment Services CORP.Broker
February 2004 - December 2005 · 1 yr 10 mos
Charles Schwab & CO., INC.
July 1997 - December 2003 · 6 yrs 5 mos
Charles Schwab & CO., INC.Broker
May 1997 - December 2003 · 6 yrs 7 mos
Executive Wealth Management Services, INC.Broker
July 1996 - October 1996 · 3 mos
State Registrations1 state
TX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.