KH
CFP
KH
CFP

Kenneth Hicks

29 Years of Experience
Greenville, SC
Broker

Kenneth Hicks is a CFP-designated registered investment advisor at Raymond James & Associates, INC., based in Greenville, SC, with 29 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

101 Falls Park Drive, Suite 600, Greenville, SC, 29601

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.Broker
February 2018 - Present · 8 yrs 3 mos
Raymond James & Associates, INC.
February 2018 - Present · 8 yrs 3 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
January 2008 - February 2018 · 10 yrs 1 mo
Wells Fargo Clearing Services, LLCBroker
January 2008 - February 2018 · 10 yrs 1 mo
A. G. Edwards & Sons, INC.
February 2005 - January 2008 · 2 yrs 11 mos
A. G. Edwards & Sons, INC.Broker
February 2005 - January 2008 · 2 yrs 11 mos
Citigroup Global Markets INC.
July 1996 - March 2005 · 8 yrs 8 mos
Citigroup Global Markets INC.Broker
April 1996 - March 2005 · 8 yrs 11 mos
State Registrations12 states
CACOFLGAKYMANCNJPASCTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.