Judith Caine
Judith Caine is a registered investment advisor at Cetera Investment Advisers LLC, based in Solon, OH, with 30 years of industry experience. Judith operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
5900 Harper Road, Suite #111, Solon, OH, 44139
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Judith is an insurance agent selling life, annuities, and long-term care products, dedicating minimal time to this activity. She is also the president of the Rotary Club of Solon, Ohio, spending a few hours per week, and a certified coach for Fit To Retire, spending minimal time. Judith owns JKDM LLC for financial planning practice/business expenses, spending minimal time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Cetera Advisors LLC
Cetera Advisors LLCBroker
Financial Network Investment Corporation
Financial Network Investment CorporationBroker
The Concord Equity Group, LLC
The Concord Equity Group, LLCBroker
Emissary Financial Group, INC.Broker
Money Concepts Capital CORPBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.