Teresa Oclair
Teresa Oclair is a registered investment advisor at Calton & Associates, INC., based in Bismarck, ND, with 27 years of industry experience. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 1 more. Their firm serves 5,283 clients with $1.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Calton charges a percentage of your portfolio for investment management, up to 2.60% annually. This fee may be negotiable. The exact fee depends on the representative managing your account and the program you select. You may also incur additional fees from third-party money managers. Calton bills quarterly, either in advance or arrears. You can terminate the agreement with 30 days' notice, and any unearned fees will be refunded. Some clients may be charged performance-based fees.
Location
603 Kirkwood Mall, Bismarck, ND, 58504
Get directionsHistory
Regulatory History (4)
Customer Dispute
June 2017Customer Dispute
February 2016Customer Dispute
November 2015Customer Dispute
February 2010Other Business ActivitiesSells Insurance
Teresa is an agent for North American Company and The Standard, focusing on fixed annuities since 2019. She is also a life insurance agent through Calton & Associates, Inc. since 2008, and an insurance agent for InSource, Inc. since 2013, selling life insurance products and fixed annuities, dedicating a few hours per week to each of the latter two.
Employment History
Current Registrations
Calton & Associates, INC.
Calton & Associates, INC.Broker
Previous Registrations
Capital Financial Services, INC.
Capital Financial Services, INC.
Capital Financial Services, INC.Broker
Sterne Agee Financial Services, INC.Broker
American Investment Services, INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.