Mark Schumacher is a CFA-designated registered investment advisor at Third Day Capital Management, LLC, based in Denver, CO, with 21 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Education Planning, High Net Worth, and 2 more. Their firm serves 25 clients with $30M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.75% |
| $500K - $1.0M | 1.50% |
| $1.0M - $2.0M | 1.25% |
| $2.0M - $5.0M | 1.00% |
| $5.0M - $10.0M | 0.85% |
| $10M+ | 0.75% |
Fees are generally not negotiable except for certain large legacy clients.
Fee Estimator
Location
4600 South Syracuse Street, 9th Floor, Denver, CO, 80237
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Mark owns Third Day Capital, a Registered Investment Adviser providing financial planning and investment management. He intends to terminate the firm at the end of 2021 after transitioning clients to Howland Capital Management LLC.
Employment History
Current Registrations
Third Day Capital Management, LLC
Previous Registrations
Howland Capital Management LLC
Maddock Financial, LLC
Roxborough Capital Management
Howland Capital Management, INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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