Kelly Cook is a registered investment advisor, based in Roanoke, VA, with 29 years of industry experience.
Location
10 Franklin Rd Se, Fl 2, Roanoke, VA, 24011
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Kelly is the co-executor for her mother's estate, which is investment-related. This requires minimal time.
Employment History
Current Registrations
Truist Advisory Services, INC.
August 2022 - Present · 4 yrs 1 mo
Truist Investment Services, INC.
August 2022 - Present · 4 yrs 1 mo
Truist Investment Services, INC.Broker
August 2022 - Present · 4 yrs 1 mo
Previous Registrations
Wells Fargo Clearing Services, LLC
April 2009 - August 2022 · 13 yrs 4 mos
Wells Fargo Clearing Services, LLCBroker
October 2000 - August 2022 · 21 yrs 10 mos
First Union Brokerage Services, INC.Broker
March 1999 - October 2000 · 1 yr 7 mos
First Union Brokerage Services, INC.Broker
May 1996 - February 1999 · 2 yrs 9 mos
State Registrations1 state
VA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.