Frank Zocco
Frank Zocco is a registered investment advisor at LPL Financial LLC, based in Brockway, PA, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
682 Main Street, Brockway, PA, 15824
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Frank operates under the DBA Frank Zocco Financial for his LPL business, manages rental properties, and sells non-variable insurance. These activities consume a significant amount of Frank's time: full-time for his LPL business, about a quarter of his time on rental properties, and about half of his time on insurance.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Blue Vase Capital Management
Financial Network Investment Corporation
Cetera Advisor Networks LLCBroker
Blue Vase Securities, LLC
Blue Vase Securities, LLCBroker
Beaconsfield Financial Services, INC.Broker
AXA Advisors, LLCBroker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.