Lucinda Richey is a CFP-designated registered investment advisor at Prosperity Planning, based in North Kansas City, MO, with 29 years of industry experience. Lucinda operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Divorce Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 406 clients with $540M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.15% |
| $500K - $1.0M | 0.80% |
| $1.0M - $2.5M | 0.70% |
| $2.5M - $5.0M | 0.60% |
| $5.0M - $10.0M | 0.50% |
| $10M+ | 0.30% |
This is a blended fee schedule. Fees and investment minimums may be adjusted on a client-by-client basis.
Fee Estimator
Location
1920 Buchanan Street, North Kansas City, MO, 64116
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Lucinda is a partner at Prosperity Business Advisors, LLC, providing business advisory services such as value measurement, growth consulting, tax planning, and exit planning since 2022. She dedicates minimal time to this activity.
Employment History
Current Registrations
Prosperity Planning
Previous Registrations
Cetera Advisors LLC
Cetera Advisors LLCBroker
Prosperity Network, INC
Vestax Securities CorporationBroker
Vestax Securities Corporation
Sunset Financial Services, INC.
Sunset Financial Services, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.