Clifton Boone is a registered investment advisor, based in Charlotte, NC, with 23 years of industry experience.
Location
1030 Admiral Nelson Ct, Charlotte, NC, 28262
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Vanguard Advisers, INC.
March 2026 - Present · 2 mos
Vanguard Marketing CorporationBroker
March 2026 - Present · 2 mos
Vanguard Marketing Corporation
March 2026 - Present · 2 mos
Previous Registrations
Tiaa-Cref Individual & Institutional Services, LLCBroker
December 2023 - January 2026 · 2 yrs 1 mo
Advice and Planning Services
December 2023 - January 2026 · 2 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2022 - September 2023 · 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2022 - September 2023 · 9 mos
Vanguard Marketing CorporationBroker
July 2016 - August 2021 · 5 yrs 1 mo
Tiaa-Cref Advice and Planning Services
December 2005 - October 2015 · 9 yrs 10 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
June 2000 - October 2015 · 15 yrs 4 mos
Tiaa-Cref Individual & Institutional Services, INC.Broker
April 1996 - October 1996 · 6 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.