AF
CFP
AF
CFP

Andrew Fronek

25 Years of Experience
Minneapolis, MN
Broker

Andrew Fronek is a CFP-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Minneapolis, MN, with 25 years of industry experience. Andrew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

901 3rd Ave S, Minneapolis, MN, 55402-3367

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Andrew referees bandy games for the USA bandy league since January 2024, earning under $10,000 per year. This takes about 10-20% of his time, and does not involve providing investment advice.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
January 2013 - Present · 13 yrs 4 mos
Ameriprise Financial Services, LLC
June 2011 - Present · 14 yrs 11 mos
Ameriprise Financial Services, LLCBroker
June 2011 - Present · 14 yrs 11 mos
Previous Registrations
American Enterprise Investment Services INC.Broker
February 2022 - December 2023 · 1 yr 10 mos
Allstate Financial Services, LLCBroker
October 2009 - June 2011 · 1 yr 8 mos
Planco Financial Services, LLCBroker
April 2005 - December 2008 · 3 yrs 8 mos
Quasar Distributors, LLCBroker
November 2004 - December 2004 · 1 mo
U.S. Bancorp Piper Jaffray INC.Broker
August 1997 - December 2002 · 5 yrs 4 mos
State Registrations51 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.