David Felker
David Felker is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Yardley, PA, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
1040 Stony Hill Rd, Yardley, PA, 19067
Get directionsHistory
Regulatory History (6)
Customer Dispute
October 2011Customer Dispute
July 2003Customer Dispute
March 2003Customer Dispute
February 2003Customer Dispute
May 2002Customer Dispute
March 2001Other Business Activities
David owns a family vacation home in Avalon, NJ, which is rented out to tenants during the summer. He spends a few hours per week on this activity.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
Morgan Stanley Smith BarneyBroker
Citigroup Global Markets INC.Broker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.