Gregory Manto
Gregory Manto is a registered investment advisor at Ameriprise Financial Services, LLC, based in New York, NY, with 29 years of industry experience. Gregory operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
777 Third Avenue, 20th Floor, New York, NY, 10017-1401
Get directionsHistory
Regulatory History (4)
Customer Dispute
May 2012Customer Dispute
January 2011Customer Dispute
August 2008Customer Dispute
December 2002Other Business Activities
Gregory manages his Ameriprise business, dedicating minimal time. He also serves as an advisory member and board member for Manto, spending a few hours per week on these roles.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Previous Registrations
AXA Advisors, LLC
AXA Advisors, LLCBroker
Joseph Stevens & Company, INC.Broker
State Registrations51 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.