Chad Karl
Chad Karl is a CFP-designated registered investment advisor at Stonex Advisors INC., based in Janesville, WI, with 29 years of industry experience. Chad operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Insurance Planning, and 2 more. Their firm serves 9,843 clients with $5.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
StoneX Advisors' investment management fees are negotiated between you and your financial advisor, with a maximum of 2% of your portfolio's value annually (1.5% for annuity allocations). There's a minimum annual fee of $200, or $300 for Unified Managed Accounts. Fees are typically deducted from your account quarterly or monthly in advance, but can be arranged in arrears. If you end the agreement early, you'll receive a refund for any unearned fees.
Location
33 E. Racine Street, Janesville, WI, 53545
Get directionsHistory
Regulatory History (2)
Customer Dispute
May 2016Customer Dispute
February 2014Other Business ActivitiesSells Insurance
Chad owns rental property and real estate, is an owner of an S corporation for tax preparation and insurance sales, and is involved in other activities such as being a notary, finance committee member for a church, treasurer for law enforcement support, and participant in an advisory committee. Chad also does estate planning through Encore Estate Planning.
Employment History
Current Registrations
Stonex Advisors INC.
Stonex Securities INC.Broker
Previous Registrations
Sterne Agee Investment Advisor Services, INC.
Wrp Investments, INC.Broker
Questar Capital CorporationBroker
Conseco Securities, INC.Broker
Conseco Financial Services, INC.Broker
Conseco Equity Sales, INC.Broker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.