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CFP
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CFP

Chad Karl

Stonex Advisors INC.
30 Years of Experience
Janesville, WI
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Chad Karl is a CFP-designated registered investment advisor at Stonex Advisors INC., based in Janesville, WI, with 30 years of industry experience. Chad is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 9,843 clients with $5.1B in assets under management.

Stonex Advisors INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
233 advisors
Number of Clients
9,843 clients
Average Client Portfolio
$517K average
Assets Under Management
$5.1B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Minimum Annual Fee:$200
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Fees are negotiated between the client and financial advisor up to a maximum annualized rate of 2.00% for standard assets and 1.50% for annuity allocations. Subject to a minimum annual fee of $200 or 0.10%, whichever is greater ($300 for Unified Managed Accounts). American Funds F2 platform has a separate tiered schedule of 0.80% and 0.55%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

33 E. Racine Street, Janesville, WI, 53545

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2016
Settled
Customer Dispute
February 2014
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Chad owns rental property and real estate, is an owner of an S corporation for tax preparation and insurance sales, and is involved in other activities such as being a notary, finance committee member for a church, treasurer for law enforcement support, and participant in an advisory committee. Chad also does estate planning through Encore Estate Planning.

Employment History
Current Registrations
Stonex Advisors INC.
January 2015 - Present · 11 yrs 9 mos
Stonex Securities INC.Broker
September 2014 - Present · 12 yrs 1 mo
Previous Registrations
Sterne Agee Investment Advisor Services, INC.
May 2004 - January 2015 · 10 yrs 8 mos
Wrp Investments, INC.Broker
May 2004 - September 2014 · 10 yrs 4 mos
Questar Capital CorporationBroker
June 2002 - May 2004 · 1 yr 11 mos
Conseco Securities, INC.Broker
August 1998 - June 2002 · 3 yrs 10 mos
Conseco Financial Services, INC.Broker
April 1997 - August 1998 · 1 yr 4 mos
Conseco Equity Sales, INC.Broker
June 1996 - April 1997 · 10 mos
State Registrations19 states
AKAZCACOFLGAIAILINMEMOMTNCNMNYOHTNTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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