Lee Wolfe
Lee Wolfe is a registered investment advisor at Stifel Independent Advisors, LLC, based in Woodland Hills, CA, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 7,902 clients with $5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Stifel Independent Advisors offers investment management through various programs. Fees are generally based on a percentage of assets, but can be a fixed dollar amount. The Stifel Vantage Program charges transaction-based commissions. The Stifel Summit Program charges up to 1.00% of the total value of investments under management. Fees are negotiable.
Location
20750 Ventura Blvd., Suite 240, Woodland Hills, CA, 91364
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Lee owns Wolfe Financial Strategies and has a 5% ownership in Mureau Holdings LLC, which holds business property real estate. Lee also co-owns Sanchez Wolfe LP, is a co-owner of a rental property, and is a trustee for Sanchez Wolfe LP Solo 401k, dedicating minimal time to each of these activities.
Employment History
Current Registrations
Stifel Independent Advisors, LLC
Stifel Independent Advisors, LLCBroker
Stifel Independent Advisors, LLC
Previous Registrations
Wells Fargo Advisors Financial Network, LLC
Wells Fargo Advisors Financial Network, LLCBroker
LPL Financial LLC
LPL Financial LLCBroker
Interlink Securities CORP.Broker
Cigna Financial Advisors,inc.Broker
State Registrations31 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.