Joseph Shea is a registered investment advisor at Horizon Family Wealth, INC., based in Chicago, IL, with 29 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 99 clients with $280M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Horizon Family Wealth offers Comprehensive Portfolio Management where clients receive both investment management and financial planning. The annual fee will not exceed 1.65% of the value of your investments. Fees are calculated quarterly, in advance, based on the portfolio value at the end of the previous quarter. Adjustments are made for deposits and withdrawals during the quarter, except for 529 accounts, donor advised funds, employer plans such as 401(k) retirement plans and annuities.
If a third-party investment manager is used, the combined annual fee will not exceed 2.50%.
Location
250 South Wacker Drive, Suite 220, Chicago, IL, 60606
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Joseph has a shell account for tax purposes through Shea Financial Group Inc. He is also the Vice President of J111 National Racing Class, a non-profit sailboat racing group, dedicating minimal time to this role.
Employment History
Current Registrations
Horizon Family Wealth, INC.
Previous Registrations
LPL Financial LLC
Riverpoint Wealth Management
LPL Financial LLCBroker
Raymond James Financial Services Advisors, INC
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Banc One Securities CorporationBroker
First Chicago Nbd Investment Services, INC.Broker
Dean Witter Reynolds INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.