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JA
CFP · ChFC
JA
CFP · ChFC

Joseph Allison

Calton & Associates, INC.
30 Years of Experience
Bay City, TX
BrokerSells Insurance
View SEC Summary
View SEC Summary

Joseph Allison is a CFP, ChFC-designated registered investment advisor at Calton & Associates, INC., based in Bay City, TX, with 30 years of industry experience. Joseph is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 5,283 clients with $1.6B in assets under management.

Calton & Associates, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
226 advisors
Number of Clients
5,283 clients
Average Client Portfolio
$298K average
Assets Under Management
$1.6B

Fee Structure

Minimum Investment:$50K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.60%

Fees are up to 2.60% and may be negotiable depending on the client, representative, and program selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1805 5th Street, Suite 201, Bay City, TX, 77414

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Joseph owns Allison Benefit Consultants, an employee benefits and insurance agency, and is a partner at Alisson P & C LLC, a personal lines insurance agency. He also works as an Investment Advisory Representative for Westpark Wealth Advisors Inc., dedicating about a quarter of his time to each of these activities.

Employment History
Current Registrations
Calton & Associates, INC.Broker
November 2017 - Present · 8 yrs 11 mos
Westpark Wealth Advisors, INC.
May 2004 - Present · 22 yrs 5 mos
Previous Registrations
Ims Securities, INC.Broker
April 2003 - November 2017 · 14 yrs 7 mos
Ims Securities, Inc.dba Ims Financial Advisors, INC
April 2003 - December 2004 · 1 yr 8 mos
Investment Professionals, INC.
June 2002 - May 2003 · 11 mos
Investment Professionals, INC.Broker
May 2002 - May 2003 · 1 yr
Signator Investors, INC.Broker
May 1998 - June 2002 · 4 yrs 1 mo
Mony Securities CORP.Broker
March 1996 - April 1998 · 2 yrs 1 mo
State Registrations4 states
FLGAORTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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