Felisha Pullen is a CFP-designated registered investment advisor at Schwab Wealth Advisory, INC., based in Westlake, TX, with 27 years of industry experience. Felisha operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
SWAI does not directly charge clients for investment advice. Schwab pays SWAI a fee for the investment advice provided to SWA Accounts. SWAI Representatives provide periodic recommendations to clients about how to allocate assets and which securities to buy, sell and hold in a SWA account.
Location
3000 Schwab Way, Westlake, TX, 76262
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Felisha owns Renee's Ribbons, a clothing/textile manufacturing business, and lists her pool for rental on Swimply.com. She also owns P&J Vending LLC, a vending machine business, dedicating about 10-20% of her time to each activity.
Employment History
Current Registrations
Schwab Wealth Advisory, INC.
Charles Schwab & CO., INC.Broker
Previous Registrations
Charles Schwab & CO., INC.
1st Global Advisors INC
1st Global Capital CORP.Broker
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Fixed Income Securities, LP
Fixed Income Securities, LPBroker
Financial Network Investment CorporationBroker
Liberty Securities CorporationBroker
Independent Financial Securities, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.