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Derek Johnston

Wells Fargo Advisors
30 Years of Experience
Tulsa, OK
2 DisclosuresBroker
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Derek Johnston is a registered investment advisor at Wells Fargo Advisors, based in Tulsa, OK, with 30 years of industry experience. Derek is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

6060 S American Plaza St E, Ste 400, Tulsa, OK, 74135

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2003
Denied
Customer Dispute
August 2002
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Wells Fargo Advisors
April 2023 - Present · 3 yrs 6 mos
Wells Fargo Clearing Services, LLC
April 2023 - Present · 3 yrs 6 mos
Wells Fargo Clearing Services, LLCBroker
April 2023 - Present · 3 yrs 6 mos
Previous Registrations
Morgan Stanley
November 2018 - May 2023 · 4 yrs 6 mos
Morgan StanleyBroker
November 2018 - May 2023 · 4 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2005 - December 2018 · 13 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2005 - December 2018 · 13 yrs 3 mos
Citigroup Global Markets INC.
September 2001 - September 2005 · 4 yrs
Citigroup Global Markets INC.Broker
September 2001 - September 2005 · 4 yrs
Morgan Stanley Dw INC.Broker
April 1996 - October 2001 · 5 yrs 6 mos
State Registrations11 states
CACODEFLHIIDMANYOKPRTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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