Steven Bertolo is a CFP-designated registered investment advisor at Citizens Securities, INC., based in Woburn, MA, with 25 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 53,044 clients with $9.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Citizens Securities offers investment management through its Managed Account Program. The fees vary depending on the specific program selected.
The maximum annual rate for Citizens Securities' component of the fee is 2.00%. The total fee covers asset allocation recommendations, manager research, brokerage, custody, performance reports, and administrative services. Third-party manager fees typically range from 0.02% to 0.50%.
Fees are negotiable under some circumstances, such as the type and size of the client account and the range of services provided.
For Connect accounts, there is a minimum investment of $2,000.
Location
6 Russell Street, Ms: Ma606, Woburn, MA, 01801
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Citizens Securities, INC.
Citizens Securities, INC.Broker
Citizens Private Wealth
Previous Registrations
Citizens Securities, INC.Broker
Citizens Securities, INC.
Bpu Investment Management INC.Broker
Bpu Investment Management, INC.
Questar Asset Management, INC.
Questar Capital CorporationBroker
Kovack Advisors, INC.
Rk Advisors
Kovack Securities INC.Broker
Quick & Reilly, INC.
Quick & Reilly, INC.Broker
Parker/hunter IncorporatedBroker
Dean Witter Reynolds INC.Broker
Waddell & Reed, INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.