Patrick Williams
Patrick Williams is a registered investment advisor at St. Bernard Financial Services, INC., based in Mena, AR, with 30 years of industry experience. Patrick is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Estate Planning, Insurance Planning, Investment Management, and 2 more. Their firm serves 798 clients with $140M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $50K | 2.00% |
| $50K - $100K | 1.75% |
| $100K - $250K | 1.50% |
| $250K - $500K | 1.25% |
| $500K - $5.0M | 1.00% |
| $5M+ | 1.00% |
Fees for accounts over $5 million are negotiable. Clients may alternatively choose a flat fee to be negotiated.
Fee Estimator
Location
905 Mena St, Mena, AR, 71953
Get directionsHistory
Regulatory History (9)
Judgment / Lien
January 2023Judgment / Lien
November 2018Judgment / Lien
December 2016Judgment / Lien
January 2015Customer Dispute
April 2014Judgment / Lien
February 2014Judgment / Lien
February 2013Judgment / Lien
December 2010Judgment / Lien
September 2009Other Business Activities
Patrick raises cattle for sale, dedicating minimal time to this activity. He also provides financial advice and investment services through Cornerstone Financial Management, taking about 10-20% of his time, and buys/sells collectibles and antiques on eBay, dedicating about a quarter of his time.
Employment History
Current Registrations
St. Bernard Financial Services, INC.
St. Bernard Financial Services, INC.Broker
St. Bernard Financial Services, INC.
Previous Registrations
Ims Financial Advisors, INC.
Ims Securities, INC.Broker
Ims Securities, Inc.dba Ims Financial Advisors, INC
Investment Professionals, INC.Broker
Investment Professionals, INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.