Cady Lake is a registered investment advisor, based in Arlington, TX, with 24 years of industry experience.
Location
1301 S. Bowen Road, Suite 455, Arlington, TX, 76013
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
December 2021 - Present · 4 yrs 5 mos
Raymond James Financial Services Advisors, INC
December 2021 - Present · 4 yrs 5 mos
Previous Registrations
Raymond James & Associates, INC.
August 2006 - December 2021 · 15 yrs 4 mos
Raymond James & Associates, INC.Broker
August 2006 - December 2021 · 15 yrs 4 mos
Nylife Securities INC.Broker
May 2006 - June 2006 · 1 mo
A. G. Edwards & Sons, INC.
August 2005 - January 2006 · 5 mos
A. G. Edwards & Sons, INC.Broker
February 2001 - January 2006 · 4 yrs 11 mos
State Registrations1 state
TX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.