SP
SP

Sean Powers

28 Years of Experience
Columbus, OH
BrokerSells Insurance

Sean Powers is a registered investment advisor at Powers Capital Management, LLC, based in Columbus, OH, with 28 years of industry experience. Sean operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 18 clients with $23M in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
2 advisors
Number of Clients
18 clients
Average Client Portfolio
$1.3M average
Assets Under Management
$22.8M

Fee Structure

Minimum Investment:$1M
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.25%

Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

831 Grandview Ave, Columbus, OH, 43215

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Sean is a registered representative, supervisor, and co-owner of Central Ohio Financial Consultants, LLC, dedicating full-time hours to this role. He also manages trusts, spending a few hours per week, and sells life, long-term care, and disability insurance through Diversified Brokerage Specialists, Inc., dedicating minimal time to this activity.

Employment History
Current Registrations
Powers Capital Management, LLC
February 2022 - Present · 4 yrs 3 mos
U.S. Brokerage, INC.Broker
March 2010 - Present · 16 yrs 2 mos
Previous Registrations
Gunnallen Financial, INC
September 2005 - March 2010 · 4 yrs 6 mos
Gunnallen Financial, INCBroker
September 2005 - March 2010 · 4 yrs 6 mos
Central Ohio Financial Consultants, L.L.C.
July 2004 - September 2005 · 1 yr 2 mos
Lasalle St Securities, L.L.C.Broker
September 2001 - September 2005 · 4 yrs
Eisner Securities, INC.Broker
May 1997 - October 2001 · 4 yrs 5 mos
State Registrations29 states
ALAZCACTFLGAIDILINKYLAMAMDMEMIMNMOMSNCNJNYOHORPATXUTVAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.