Susan Min
Susan Min is a registered investment advisor at Cetera Investment Advisers LLC, based in Playa Vista, CA, with 29 years of industry experience. Susan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Playa Vista, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Susan is self-employed as a salesperson of fixed life, health, and long-term care insurance since 2005. This activity takes about 10-20% of her time.
Employment History
Current Registrations
Cetera Wealth Services, LLC
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Gold Coast Securities, INC.
Gold Coast Securities, INC.Broker
Signator Investors, INC.Broker
Terra Financial Planning Group LTD
Capital Brokerage CorporationBroker
AXA Advisors, LLCBroker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.