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Ashley Dunham

12 Years of Experience
San Antonio, TX
Broker

Ashley Dunham is a registered investment advisor at Capital Client Group, INC., based in San Antonio, TX, with 12 years of industry experience. Ashley operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.

Compensation
N/A
Firm Size
583 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

San Antonio, TX

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Capital Client Group, INC.
January 2026 - Present · 4 mos
Capital Client Group, INC.Broker
December 2025 - Present · 5 mos
Capital Client Group, INC.
December 2025 - Present · 5 mos
Previous Registrations
American Funds Distributors, INC.Broker
August 2002 - December 2010 · 8 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 1998 - August 2001 · 3 yrs 2 mos
Fidelity Investments Institutional Services Company, INC.Broker
April 1996 - February 1997 · 10 mos
State Registrations1 state
TX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.