Toni Sutherland
Toni Sutherland is a registered investment advisor at Emerson Equity LLC, based in Aptos, CA, with 29 years of industry experience. Toni operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Insurance Planning, Investment Management. Their firm serves 679 clients with $330M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 2.50% |
| $1M+ | 2.25% |
Fees are negotiable. The Advisor, as a registered Broker-Dealer, also receives 12b-1 fees for certain mutual fund transactions.
Fee Estimator
Location
9055 Soquel Dr. #H, Aptos, CA, 95003
Get directionsHistory
Regulatory History (6)
Customer Dispute
July 2012Customer Dispute
November 2011Customer Dispute
September 2011Customer Dispute
August 2010Customer Dispute
June 2010Customer Dispute
July 2003Other Business ActivitiesSells Insurance
Toni is involved in several outside business activities, including alternative investments and investment advice through Alta Investment Group (taking about a quarter of her time), directing and fundraising for non-profits, and working as a real estate agent. Toni also engages in insurance sales as an estate planning tool, dedicating a few hours per week.
Employment History
Current Registrations
Emerson Equity LLC
Emerson Equity LLCBroker
Previous Registrations
Realta Equities, INC.Broker
Realta Investment Advisors, INC
Sandlapper Wealth Management, LLC
Sandlapper Wealth Management, LLC
Sandlapper Wealth Management, LLC
Sandlapper Securities, LLCBroker
Independent Financial Group, LLCBroker
Independent Financial Group, LLC
Pacific West Financial Consultant INC
Pacific West Securities, INC.Broker
Foothill Securities, INC.
Foothill Securities, INC.Broker
Salomon Smith Barney INC.
Salomon Smith Barney INC.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
Monterey Bay Securities, INC.Broker
Sunamerica Securities, INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.