MH
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Mia Hershiser

29 Years of Experience
Sacramento, CA
1 DisclosureBroker

Mia Hershiser is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Sacramento, CA, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

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Location

300 University Avenue, Suite 200, Sacramento, CA, 95825

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2003
Denied
Other Business Activities

Mia is a landlord for a rental property in San Francisco, CA, which she fully owns. This activity is investment-related and requires minimal time.

Employment History
Current Registrations
Robert W. Baird & CO. IncorporatedBroker
April 2024 - Present · 2 yrs 3 mos
Robert W. Baird & CO. Incorporated
April 2024 - Present · 2 yrs 3 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
January 2011 - May 2024 · 13 yrs 4 mos
Wells Fargo Advisors
January 2011 - May 2024 · 13 yrs 4 mos
Wells Fargo Investments, LLC
May 2004 - January 2011 · 6 yrs 8 mos
Wells Fargo Investments, LLCBroker
July 2001 - January 2011 · 9 yrs 6 mos
Compass Brokerage, INC.Broker
May 2000 - May 2001 · 1 yr
Wells Fargo Securities INC.Broker
November 1996 - May 2000 · 3 yrs 6 mos
Baraban Securities, INC.Broker
May 1996 - September 1996 · 4 mos
State Registrations14 states
AZCACOGAHIKYMDMINVPATNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Mia Hershiser - Financial Advisor | TrueAdvisor