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Mia Hershiser

Robert W. Baird & CO. Incorporated
30 Years of Experience
Sacramento, CA
1 DisclosureBroker
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Mia Hershiser is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Sacramento, CA, with 30 years of industry experience. Mia is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 3 more. Their firm serves 241,359 clients with $390B in assets under management.

Robert W. Baird & CO. Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2620 advisors
Number of Clients
241,359 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$394.1B

Fee Structure

Investment management only (planning not offered)

Robert W. Baird & Co. charges an ongoing annual fee for portfolio management, which is bundled with trade execution and custody services as part of a wrap fee program. The specific fee amount depends on the chosen program, strategy, and the size of your portfolio, and is generally calculated as a percentage of the assets they manage for you. Additional costs may apply if managers execute trades away from Baird or if you utilize specialized overlay services.

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Location

300 University Avenue, Suite 200, Sacramento, CA, 95825

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2003
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Mia is a landlord for a rental property in San Francisco, CA, which she fully owns. This activity is investment-related and requires minimal time.

Employment History
Current Registrations
Robert W. Baird & CO. IncorporatedBroker
April 2024 - Present · 2 yrs 6 mos
Robert W. Baird & CO. Incorporated
April 2024 - Present · 2 yrs 6 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
January 2011 - May 2024 · 13 yrs 4 mos
Wells Fargo Advisors
January 2011 - May 2024 · 13 yrs 4 mos
Wells Fargo Investments, LLC
May 2004 - January 2011 · 6 yrs 8 mos
Wells Fargo Investments, LLCBroker
July 2001 - January 2011 · 9 yrs 6 mos
Compass Brokerage, INC.Broker
May 2000 - May 2001 · 1 yr
Wells Fargo Securities INC.Broker
November 1996 - May 2000 · 3 yrs 6 mos
Baraban Securities, INC.Broker
May 1996 - September 1996 · 4 mos
State Registrations15 states
AZCACOGAHIKYMDMINVPASCTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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