CA
CA

Charles Allen

26 Years of Experience
Greenville, DE
Broker

Charles Allen is a registered investment advisor at Morgan Stanley, based in Greenville, DE, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

500 DuPont Field Blvd., Suite 300, Greenville, DE, 19807

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Charles is an executive board member for the Southern New Jersey Council Boy Scouts of America and the Garden State Council Boy Scouts of America. He also manages rental properties and serves as a trustee, executor, and power of attorney for various trusts and estates.

Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
May 2002 - April 2007 · 4 yrs 11 mos
Morgan Stanley Dw INC.Broker
July 2000 - April 2007 · 6 yrs 9 mos
Dean Witter Reynolds INC.Broker
April 1996 - May 1997 · 1 yr 1 mo
State Registrations29 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Charles Allen - Financial Advisor | TrueAdvisor