Dale Gambell is a registered investment advisor, based in Scottsdale, AZ, with 26 years of industry experience.
Location
14321 N. Northsight Blvd., Scottsdale, AZ, 85260
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Dale is a landlord/owner of rental property in Mesa, AZ, since 2016. He dedicates minimal time to this activity.
Employment History
Current Registrations
Vanguard Advisers, INC.
May 2021 - Present · 5 yrs
Vanguard Marketing CorporationBroker
May 2021 - Present · 5 yrs
Vanguard Marketing Corporation
May 2021 - Present · 5 yrs
Previous Registrations
USAA Investment Services Company
November 2020 - March 2021 · 4 mos
USAA Investment Services CompanyBroker
June 2020 - March 2021 · 9 mos
USAA Investment Services Company
January 2018 - July 2020 · 2 yrs 6 mos
USAA Financial Planning Services
April 2007 - January 2018 · 10 yrs 9 mos
USAA Financial Advisors, INC.Broker
March 2007 - June 2020 · 13 yrs 3 mos
Edward JonesBroker
July 2004 - January 2007 · 2 yrs 6 mos
Banc One Securities CorporationBroker
August 2000 - July 2004 · 3 yrs 11 mos
Vanguard Marketing CorporationBroker
September 1996 - May 1997 · 8 mos
State Registrations2 states
AZTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.