Scott Bertozzi
Scott Bertozzi is a CFP-designated registered investment advisor at Charles Street Asset Management, INC., based in Baltimore, MD, with 29 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 101 clients with $35M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 2.00% |
| $1M+ | 2.00% |
Fees above $1,000,000 are negotiable.
Fee Estimator
Location
Baltimore, MD
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
September 2016Other Business ActivitiesSells Insurance
Scott is involved in several insurance-related activities, including health insurance and disability insurance, some of which generate renewal income. He also spends nearly full-time working as a Registered Investment Advisor with Charles Street Asset Management, Inc.
Employment History
Current Registrations
Charles Street Asset Management, INC.
Previous Registrations
LPL Financial LLCBroker
LPL Financial LLC
Ws Griffith Securities, INC.
Ws Griffith Securities, INC.Broker
AXA Advisors, LLC
AXA Advisors, LLCBroker
The Equitable Life Assurance Society of the United StatesBroker
Mimlic Sales CorporationBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.