William Oliver
William Oliver is a registered investment advisor at Wells Fargo Advisors, based in Charlotte, NC, with 30 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
550 S Tryon St 44th & 45th Fls, Charlotte, NC, 28202
Get directionsHistory
Regulatory History (2)
Customer Dispute
August 2002Customer Dispute
May 2001Other Business Activities
William has ownership stakes in three LLCs: K.O. CARLS, LLC (researching cars for investment purposes), Sand Tide Holdings, LLC (real estate investments), and RACEWAY WMO, LLC (purchasing race cars). He spends a few hours per week on K.O. CARLS, LLC and Sand Tide Holdings, LLC, and minimal time on RACEWAY WMO, LLC.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLCBroker
Previous Registrations
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Prudential Securities IncorporatedBroker
Wma Securities, INC.Broker
State Registrations33 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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