Steven Nelson is a registered investment advisor at LPL Financial LLC, based in Katy, TX, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Katy, TX
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Regulatory History (1)
Regulatory
November 2011Other Business Activities
Steven is the author of "Potted Meat and Politics," dedicating minimal time to book sales since 2011. He also works as an employee/RR for Ryan Grant Investments, conducting investment research and analysis, which takes about half of his time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Sorrento Pacific Financial, LLCBroker
Cadaret, Grant & CO., INC.Broker
Cuso Financial Services, L.P.Broker
Next Financial Group, INC.
Next Financial Group, INC.Broker
Hand Securities, INCBroker
Mbm Securities, INC.Broker
Mbm Advisors INC
Royal Alliance Associates, INC.Broker
1st Global Capital CORP.Broker
R a F Financial CorporationBroker
Scottsdale Securities, INC.Broker
Fidelity Brokerage Services, INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.