Kevin Appelbaum
Kevin Appelbaum is a registered investment advisor at Osaic Wealth, INC., based in El Cajon, CA, with 29 years of industry experience. Kevin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
El Cajon, CA
Get directionsHistory
Regulatory History (3)
Customer Dispute
November 2009Customer Dispute
March 2005Customer Dispute
December 2004Other Business ActivitiesSells Insurance
Kevin is an investment advisor representative through Woodbury Financial and Income Advisor Team. He also sells fixed insurance and long-term care insurance, dedicating minimal time to these activities.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
LPL Financial LLC
LPL Financial LLCBroker
J.P. Morgan Securities LLCBroker
J.P. Morgan Securities LLC
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
Wamu Investments, INC.
Wamu Investments, INC.Broker
Wells Fargo Investments, LLCBroker
Wells Fargo Securities INC.Broker
Scudder Investor Services, INC.Broker
Scudder Financial Services, INC.Broker
Scudder Investor Services, INC.Broker
Midwest Discount Brokers INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.