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AC
CFP
AC
CFP

Alan Patrick Curley

Capital Analysts
28 Years of Experience
1 DisclosureBroker
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingHigh Net Worth
Capital Analysts
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
685 advisors
Number of Clients
17,698 clients
Average Client Portfolio
$492K average
Assets Under Management
$8.7B

Fee Structure

Financial Planning:Included in AUM fee

Location

90 East Halsey Road Ste. 353, Parsippany, NJ, 07054

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History

Regulatory History (1)
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Regulatory
October 1993
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Alan is the owner and sole member of Sequoia Financial Strategies, LLC, dedicating minimal time to filing reports and managing the business checking account. He also serves as Treasurer for Knights of Columbus Council 3359, a charitable organization, spending minimal time managing their finances and investments.

Employment History
Current Registrations
Capital Analysts
March 2019 - Present · 6 yrs 11 mos
Lincoln Investment
June 2017 - Present · 8 yrs 8 mos
Lincoln InvestmentBroker
January 2017 - Present · 9 yrs 1 mo
Previous Registrations
Legend Advisory, LLC
December 2002 - October 2019 · 16 yrs 10 mos
Legend Equities CorporationBroker
September 2002 - January 2017 · 14 yrs 4 mos
Citistreet Financial Services LLC
July 2002 - September 2002 · 2 mos
Citistreet Equities LLCBroker
December 1999 - September 2002 · 2 yrs 9 mos
John Hancock Distributors, INC.Broker
August 1996 - September 1998 · 2 yrs 1 mo
John Hancock Mutual Life Insurance CompanyBroker
August 1996 - May 1997 · 9 mos
State Registrations13 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.