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CFP
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CFP

Alan Curley

Capital Analysts
28 Years of Experience
Parsippany, NJ
1 DisclosureBroker
View SEC Summary
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Alan Curley is a CFP-designated registered investment advisor at Capital Analysts, based in Parsippany, NJ, with 28 years of industry experience. Alan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 15,840 clients with $8.8B in assets under management.

Capital Analysts
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
610 advisors
Number of Clients
15,840 clients
Average Client Portfolio
$554K average
Assets Under Management
$8.8B

Fee Structure

Investment management only (planning not offered)
Minimum Annual Fee:$200
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Up to $500K1.25%
$500K - $1.0M1.25%
$1.0M - $2.0M1.25%
$2M+1.25%

Maximum annual financial advisor fee is established at 1.25%. Additional Capital Analysts administrative fees may apply ranging from 0.08% to 0.15% with a $200 minimum.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

90 East Halsey Road Ste. 353, Parsippany, NJ, 07054

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
October 1993
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Alan is the owner and sole member of Sequoia Financial Strategies, LLC, dedicating minimal time to filing reports and managing the business checking account. He also serves as Treasurer for Knights of Columbus Council 3359, a charitable organization, spending minimal time managing their finances and investments.

Employment History
Current Registrations
Capital Analysts
March 2019 - Present · 7 yrs 7 mos
Lincoln Investment
June 2017 - Present · 9 yrs 4 mos
Lincoln InvestmentBroker
January 2017 - Present · 9 yrs 9 mos
Previous Registrations
Legend Advisory, LLC
December 2002 - October 2019 · 16 yrs 10 mos
Legend Equities CorporationBroker
September 2002 - January 2017 · 14 yrs 4 mos
Citistreet Financial Services LLC
July 2002 - September 2002 · 2 mos
Citistreet Equities LLCBroker
December 1999 - September 2002 · 2 yrs 9 mos
John Hancock Distributors, INC.Broker
August 1996 - September 1998 · 2 yrs 1 mo
John Hancock Mutual Life Insurance CompanyBroker
August 1996 - May 1997 · 9 mos
State Registrations12 states
AZCTFLMENCNJNYPASCTXVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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