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Christopher Maher

27 Years of Experience
San Francisco, CA
Broker

Christopher Maher is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in San Francisco, CA, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

555 California St, Pbig - San Francisco, San Francisco, CA, 94104

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Christopher is the treasurer for Boy Scout of America Troop 212, managing cash flows and ensuring the troop is on budget. This activity requires minimal time.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2020 - Present · 5 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2020 - Present · 5 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2020 - Present · 5 yrs 7 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
March 2018 - October 2020 · 2 yrs 7 mos
Wells Fargo Clearing Services, LLCBroker
January 2018 - October 2020 · 2 yrs 9 mos
Jmp Securities LLCBroker
July 2009 - May 2016 · 6 yrs 10 mos
Thomas Weisel Partners LLCBroker
March 2006 - March 2009 · 3 yrs
Cibc World Markets CORP.Broker
April 2004 - March 2006 · 1 yr 11 mos
Banc One Capital Markets, INC.Broker
April 2002 - April 2004 · 2 yrs
Robertson Stephens, INC.Broker
September 1998 - March 2002 · 3 yrs 6 mos
Bancamerica Robertson StephensBroker
April 1998 - September 1998 · 5 mos
Aragon Investments, LTD.Broker
July 1996 - May 1998 · 1 yr 10 mos
Taft Securities, L.L.C.Broker
July 1996 - April 1998 · 1 yr 9 mos
Titan Securities, L.L.C.Broker
July 1996 - April 1998 · 1 yr 9 mos
State Registrations19 states
AZCACOCTDEFLHIILINMAMDNJNVNYORPATXUTVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.