Howard Stricker
Howard Stricker is a registered investment advisor at Cetera Investment Advisers LLC, based in Cedarhurst, NY, with 25 years of industry experience. Howard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Cedarhurst, NY
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Howard is a property and casualty agent since 2009, dedicating minimal time. He also serves on the co-op board for 463 Summit Ave Owners and works as a real estate agent for I Team Realty Group LLC. Finally, Howard works full-time as a financial professional for Kluge Financial Group LLC.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Financial Specialists LLCBroker
Previous Registrations
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Lantern Investments, INC.Broker
Carlin Equities CORP.Broker
On-Site Trading, INC.Broker
Parker Bromley LTD.Broker
Werbel-Roth Securities, INC.Broker
Carlin Equities CORP.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.